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Jobs:Compliance officer investment

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Senior Analyst, Investment Operations

spectrum of investment solutions including Outsourced Chief Investment Officer (OCIO), proprietary funds, and bundled services... will partner with external stakeholders (investment managers, custodians, etc.) as well as internal stakeholders (compliance... - Morneau Shepell
Similar jobs: Senior Analyst | Toronto, ON

Wealth Management: Credit Officer, Full-Service Investing- Intern

TITLE: Credit Officer, Full-Service Investing- Intern LOCATION: Toronto, ON DEPARTMENT: Canadian Wealth Management... all activities conducted are in compliance with governing regulations, internal policies and procedures. KEY ACCOUNTABILITIES... - Scotiabank
Similar jobs: Wealth Management: | Toronto, ON

Accounting Officer

: Accounting Officer, Taxation / Investment Support Purpose Contributes to the overall success of the Taxation Department... / Investment Support in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the... - Scotiabank
Similar jobs: Accounting Officer | Mississauga, ON

Senior Compliance Officer, Toronto, ON

compliance officer when needed. Education /Work Experience/ Designations: This position requires Post-Secondary education...; The incumbent is responsible for administering compliance programs with respect to the use and protection of confidential... - Scotiabank
Similar jobs: Senior Compliance | Toronto, ON

Executive Director and Chief Climate Investment Officer

with a strong aptitude in financial markets, and driven to see results. The Executive Director and Chief Climate Investment Officer... this new subsidiary. The Executive Director and Chief Climate Investment Officer must be an exceptional person; one who...
Similar jobs: Executive Director | Dartmouth, NS

Product Risk & Compliance Officer (12 month term)

The Product Management Compliance Officer contributes to the achievement of Coast Capital Savings' business objectives... main purposes of this position are to: • act as the Risk & Compliance champion for the Product Management and Product Development...
Similar jobs: Product Risk | British Columbia

Compliance Officer, Control Room

. The Impact: As a Compliance Officer in the Control Room you will be part of a global team tasked with overseeing controls... and business intelligence skills. Responsibilities: As a Compliance Officer responsible for Conflicts you will be expected...
Similar jobs: Compliance Officer | Toronto, ON

Compliance Officer, Monitoring & Testing

What is the opportunity? As Compliance Officer, Monitoring and Testing (M&T), you will support the Investor... monitoring and testing for review by reporting manager and Chief Compliance Officer for further distribution to business heads... - Royal Bank of Canada
Similar jobs: Compliance Officer | Toronto, ON

Compliance Officer, Monitoring & Testing

As Compliance Officer, Monitoring and Testing (M&T), you will support the Investor & Treasury Services (I&TS... monitoring and testing for review by reporting manager and Chief Compliance Officer for further distribution to business heads...
Similar jobs: Compliance Officer | Toronto, ON

Product Risk & Compliance Officer (12 month term)

The Product Management Compliance Officer contributes to the achievement of Coast Capital Savings' business objectives... main purposes of this position are to: • act as the Risk & Compliance champion for the Product Management and Product Development... - Coast Capital Savings
Similar jobs: Product Risk | British Columbia

Registrations Compliance Officer

registered representative, manager & compliance officer if reps window closes before completion of the requirement and inform...) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, the... - BNP Paribas
Similar jobs: Registrations Compliance | Montreal, QC

Compliance Officer

Compliance Officer Halifax, Saint John, Moncton or Toronto Reference # HL-14290 Owens MacFadyen Group (OMG... in Halifax, Moncton, Saint John and Toronto. We are looking for a Compliance Officer to join their team. Reporting... - Meridia Recruitment Solutions
Similar jobs: Compliance Officer | New Brunswick

Crypto Compliance Officer

crypto product offered by a registered securities dealer. Reporting to the Chief Compliance Officer of Wealthsimple Digital... Assets Inc., the Crypto Compliance Officer will be responsible for helping shape Wealthsimple Crypto's trade surveillance... - Wealthsimple
Similar jobs: Crypto Compliance | Toronto, ON

Senior Compliance Officer, Complaints & Investigations

and guidance for Compliance Officer when needed. Major Accountabilities Assess, analyze and investigate client complaints... and Self-Regulatory Organizations (SROs), including the Investment Industry Regulatory Organization of Canada (IIROC) and The...
Similar jobs: Senior Compliance | Montreal, QC

Senior Compliance Officer, Complaints & Investigations

and guidance for Compliance Officer when needed. Major Accountabilities Assess, analyze and investigate client complaints... and Self-Regulatory Organizations (SROs), including the Investment Industry Regulatory Organization of Canada (IIROC) and The...
Similar jobs: Senior Compliance | Toronto, ON

Compliance Officer

firm with ~$10B in AUM. We were founded in 2013 on a simple principle: Given access to a better set of investment... investment pools to separately managed accounts to more traditional investment funds. We work actively with our clients, bringing... - Purpose Investments
Similar jobs: Compliance Officer | Toronto, ON

Senior Analyst, Investment Operations

consulting and risk management. We provide a full spectrum of investment solutions including Outsourced Chief Investment Officer...Senior Analyst, Investment Operations Morneau Shepell Asset & Risk Management Ltd. Montreal, QC or Toronto, ON Full... - Morneau Shepell
Similar jobs: Senior Analyst | Toronto, ON

Investment Attraction Specialist

local economy) Coordinate with Economic Development Officer to build investment packages and presentations within the WC...The Investment Attraction Specialist is responsible for facilitating the Community and Development Services department...
Similar jobs: Investment Attraction | Strathmore, AB

Director of Investment Strategy and Risk

Strategy and Risk is responsible for recommending asset and risk allocation strategy. Reporting to the Chief Investment Officer... and management, compliance, and diligence functions. As a member of the management team, the Director of Investment Strategy and Risk... - Canadian Pension and Benefits Institute
Similar jobs: Director | Saskatchewan

Financial Advisor Investment Reitrement Planner - Burnaby, BC - Future Opportunities

Compliance Officer; Willing and able to obtain a Personal Financial Planning designation; University degree, college diploma...Title: Financial Advisor Investment Reitrement Planner - Burnaby, BC - Future Opportunities Requisition ID: 93236... - Scotiabank
Similar jobs: Financial Advisor | Burnaby, BC



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[en_ca.comparite.com] Found 138 Jobs: [compliance officer investment ]



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